Epstein File EFTA01383076: Holder, Memorandum and Professional (DS10)

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⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01383076: Holder, Memorandum and Professional (DS10)

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Another identical document about professional investor definitions and financial marketing regulations, matching previous documents in the set. The text provides standard legal language about investment fund marketing in European financial markets.

👤 Named in This Document

Eric Holder

🔑 Evidence Keywords

professional memorandum client solicitation

📋 Key Excerpts7

PersonKeyword

Excerpt 1

For these purposes, a "**professional** investor" is a person who is considered to be a **professional** client or who may, on request, be treated as a **professional**

Excerpt 2

The Fund has been notified for marketing to **professional** clients in Finland to the Finnish Financial Supervisory Authority (Fi: Finanssivalvonta, the "

Excerpt 3

Germany The Interests may be marketed in Germany to **professional** investors (as defined above in the EEA standard securities legend) as well as to "semi-**professional**