Epstein File EFTA01386100: Non-Prosecution Agreement (DS10)

Epstein Index›Documents›EFTA01386100

💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01386100: Non-Prosecution Agreement (DS10)

Court FilingDate unavailableEFTA013861001 keyword hits

0

views

0

shares

0

reactions

0

persons

1

keywords

2

excerpts

This document outlines financial penalties and settlements involving multiple federal agencies regarding violations of securities law. It references a Final Judgment against UBS, SEC disgorgement of $9,606,543 plus interest of $5,100,637 and civil penalty of $32,500,000, IRS penalties of $18 million and restitution, and a DOJ Non-Prosecution Agreement, though the specific connection to Epstein is not detailed in the excerpt.

👤 Named in This Document

No named persons linked yet

🔑 Evidence Keywords

non-prosecution agreement

📋 Key Excerpts2

PersonKeyword

Excerpt 1

Final Judgment enjoining UBS from violating Section 15(c) of the Act, disgorgement of profits, interest and civil penalty; IRS: Closing Agreement; DOJ: **Non**

Excerpt 2

- **prosecution** **Agreement** SEC: Disgorgement of $9,606,543 plus interest of $5,100,637 and civil penalty of $32,500,000; IRS: penalty of $18 million and restitution