Epstein File EFTA01386809: Professional and Cayman Islands (DS10)

Epstein Index›Documents›EFTA01386809

💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01386809: Professional and Cayman Islands (DS10)

Financial RecordDate unavailableEFTA013868091 keyword hits

0

views

0

shares

0

reactions

0

persons

2

keywords

4

excerpts

This document contains excerpts from financial or investment prospectus language referencing European financial regulations (MiFID II and the Insurance Mediation Directive) and restrictions on offering preferred shares to professional investors only. It includes specific language prohibiting public invitations to subscribe for shares in the Cayman Islands and defining eligible counterparties and professional clients under applicable securities law.

👤 Named in This Document

No named persons linked yet

🔑 Evidence Keywords

professional Cayman Islands

📋 Key Excerpts4

PersonKeyword

Excerpt 1

ii) a customer within the meaning of Directive 2002/92/EC (as amended, the "Insurance Mediation Directive") where that customer would not qualify as a **professional**

Excerpt 2

MiFID Il product governance / **Professional** investors and ECPs only target market Solely for the purposes of each manufacturer's product approval process

Excerpt 3

clients only, each as defined in MiFID II; and (ii) all channels for distribution of the Preferred Shares to eligible counterparties and **professional**