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⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01388152: Barrett and Brennan (DS10)

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Email dated September 7, 2018 from Paul Barrett of Alpha Group Capital LLC (142 W 57th Street, 11th Floor, New York, NY 10019) to Stewart Oldfield, Martin Zeman, and others, with Jeanne Brennan copied, forwarding a CFTC Seg IA Notice Annual 2018823.pdf document. The message is marked as confidential and relates to regulatory compliance matters.

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Excerpt 1
Stewart Oldfield Sent: 9/7/2018 1:55:03 PM To: Liam Osullivan Subject: FW: Question Attachments: CFTC Seg IA Notice Annual 2018823.pdf fyi From: Paul **Barrett**
Excerpt 2
Thanks Paul Paul **Barrett** Alpha Group Capital LLC 142 W 57th Street, 11th Floor, New York, NY 10019 a ALPHA GROUP CAPITAL CONFIDENTIAL - PURSUANT TO FED
Excerpt 3
Annual 2018823.pdf fyi From: Paul Barrett [mailto Sent: Friday, September 07, 2018 1:11 PM To: Stewart Oldfield ; ; Martin Zeman Cc: Richard Kahn ; Jeanne **Brennan**

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