Epstein File EFTA01389559: Endowment, Professional and University Endowment (DS10)

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Epstein File EFTA01389559: Endowment, Professional and University Endowment (DS10)

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An investment prospectus document for Georgetown University Endowment (GLDUS133) containing regulatory language defining professional and sophisticated investors under European Economic Area and U.S. securities law. The document specifies distribution restrictions to professional investors in member states.

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professional university endowment endowment client

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Excerpt 1

shall only be distributed to prospective investors domiciled or with their registered offices in a member state of the European Economic Area that are "**professional**

Excerpt 2

For these purposes, a **professional** investor" is a person who is considered to be a **professional** client or who may, on request, be treated as a **professional**

Excerpt 3

(the "Act") and as sophisticated or **professional** investors as defined by sections 708(8) and (11) (respectively) of the Act, in respect of which an offer