Epstein File EFTA01389828: Holder, Offshore and Beneficial Owner (DS10)

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⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01389828: Holder, Offshore and Beneficial Owner (DS10)

Financial RecordDate unavailableEFTA013898281 keyword hits

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Document addressing offshore fund offerings and beneficial ownership thresholds under Regulation S and the Securities Exchange Act. The excerpt discusses restrictions on offerings to non-U.S. persons, beneficial ownership reporting requirements for equity securities exceeding 10%, and manager rights regarding interests held by U.S. persons.

👤 Named in This Document

Eric Holder

🔑 Evidence Keywords

offshore beneficial owner

📋 Key Excerpts3

PersonKeyword

Excerpt 1

only be offered (i) outside the U.S. to Investors other than U.S. persons (as defined in Regulation S under the Securities Act) and U.S. residents in **offshore**

Excerpt 2

Also, if the Fund becomes the **beneficial** **owner** of more than 10% of any class of the equity securities of a company registered under the Exchange Act or

Excerpt 3

The Manager has the right at any time, at the expense and risk of the **holder** of an Interest held by or on behalf of a U.S. person who is not an Eligible