Epstein Index›Documents›EFTA01390402
💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01390402: Client and Classified (DS10)

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This document is a client agreement or contract excerpt from Deutsche Bank Securities Inc. (DBSI) that defines key terms including 'Client,' 'Party,' and 'Restricted Securities.' The document outlines provisions for sharing client information in limited situations and defines restricted securities as those in which the client holds a directorship, executive officer position, or 10% or greater stockholding. The excerpt focuses on contractual definitions and client confidentiality protocols.

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Excerpt 1
and,in certain limited situations, providing **Client** information outside of DBSI. 7.
Excerpt 2
"Party" or "Parties" means **Client**(s) and DBSI, together with its affiliates, collectively. 8.
Excerpt 3
or in which the **Client** has an interest.

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