Epstein Index›Documents›EFTA01390410
💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01390410: Classified (DS10)

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This document defines 'Restricted Securities' as securities of a corporation where the client holds a director, executive officer, or 10% stockholder position, or meets other specified classification criteria. The excerpt provides a definition relevant to investment or securities holdings. No specific securities, amounts, or parties are identified in the excerpt.

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"Restricted Securities* means securities of a corporation of which Client is e director, executive officer or 10% ptockholder, or otherwise **classified**

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