Epstein File EFTA01390872: Memorandum and Professional (DS10)

Epstein Index›Documents›EFTA01390872

💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01390872: Memorandum and Professional (DS10)

Financial RecordDate unavailableEFTA013908721 keyword hits

0

views

0

shares

0

reactions

0

persons

4

keywords

6

excerpts

Identical to documents EFTA01354324 and EFTA01394263, this text discusses the definition of 'professional investors' in financial regulations, with specific references to Finland and Germany's investment classification standards.

👤 Named in This Document

No named persons linked yet

🔑 Evidence Keywords

professional memorandum client solicitation

📋 Key Excerpts6

PersonKeyword

Excerpt 1

For these purposes, a "**professional** investor" is a person who is considered to be a **professional** client or who may, on request, be treated as a **professional**

Excerpt 2

The Fund has been notified for marketing to **professional** clients in Finland to the Finnish Financial Supervisory Authority (Fi: Finanssivalvonta, the "

Excerpt 3

Germany The Interests may be marketed in Germany to **professional** investors (as defined above in the EEA standard securities legend) as well as to "semi-**professional**