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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01391000: Arrangement (DS10)

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This DS10 regulatory document discusses potential compensation arrangements involving Fidelity and registered investment advisers or brokers. The excerpt addresses how such arrangements could create incentives for third parties to recommend investment interests. No specific names, dates, or amounts are provided beyond the reference to Fidelity.

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🔑 Evidence Keywords
arrangement

📋 Key Excerpts1

PersonKeyword
Excerpt 1
Any such compensation **arrangement** could create an incentive for Fidelity or any third party registered investment adviser or broker to recommend the interests

📄 Original Document

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Source: U.S. Department of Justice

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