Epstein File EFTA01391343: Holder (DS10)

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Epstein File EFTA01391343: Holder (DS10)

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This document establishes requirements for 20% holders in an investment fund or partnership structure, including provisions requiring disclosure of whether any 20% holder qualifies as a 'Bad Actor' under Securities Act Rule 506(d). It specifies that holders failing to provide requested information within ten business days or those identified as Bad Actors are restricted from voting on certain matters. The document contains standard investment partnership compliance language without identifying specific individuals.

👤 Named in This Document

Eric Holder

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Excerpt 1

") as to whether any 20% **Holder** is a "bad actor" within the meaning of Rule 506(d) under the Securities Act (a "Bad Actor").

Excerpt 2

If (a) any 20% **Holder** fails to provide any requested information to the General Partner within ten (10) Business Days after the date of the request therefor

Excerpt 3

or (b) any 20% **Holder** indicates that it is a Bad Actor, then such 20% **Holder** agrees that (i) it shall not cast any vote in respect of any portion of its