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⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01391907: Warren (DS10)

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This document is a financial disclosure or prospectus excerpt related to Glenn Warren and iCapital Advisors, LLC, referencing Form ADV Part 2A. The excerpt discusses investment strategies involving direct equity securities recommended by sub-advisers.

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GLDUS144 Glenn **Warren** iCapital Advisors, LLC Form ADV Part 2A make investments directly in certain equity securities recommended by a sub-adviser (a "Sub

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