Epstein File EFTA01392002: Warren, Professional and Forfeiture (DS10)

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⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01392002: Warren, Professional and Forfeiture (DS10)

General DocumentDate unavailableEFTA013920021 keyword hits

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Investment fund agreement or prospectus referencing professional certification programs, forfeiture penalties for Limited Partner defaults, and compensation arrangements with Fidelity and registered investment advisers. The document mentions Glenn Warren in connection with a Fidelity relationship and discusses potential conflicts of interest in investment recommendations. Specific financial terms and fund names are not detailed in the excerpts.

👤 Named in This Document

Warren

🔑 Evidence Keywords

professional forfeiture arrangement

📋 Key Excerpts5

PersonKeyword

Excerpt 1

The Investment Manager may, from time to time, offer (and, under certain circumstances, subsidize) certain educational and **professional** certification programs

Excerpt 2

Partner may impose substantial penalties on such Limited Partner and use any available remedies to enforce the contribution obligation, including, a total **forfeiture**

Excerpt 3

whether as a result of a default of a Limited Partner or otherwise, the Underlying Fund may exercise various remedies against the Access Fund, including **forfeiture**