Epstein File EFTA01392869: Document from Set 10 (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01392869: Document from Set 10 (DS10)

Financial RecordDate unavailableEFTA013928690 keyword hits

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This document is an options trading form dated October 24, 2013 (with an ROP Approval Date of October 19, 1973, likely a data entry error). The form identifies Advisor Name as TALIA Smith with CA# TDS and references client options trading objectives including income, portfolio protection, and speculation. The document outlines the mechanics of options assignments and strike prices but contains no information about the specific client or transaction details.

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client

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PersonKeyword

Excerpt 1

Option Objectives (check ALL that apply): Income (covered call writing) Portfolio Protection (protective puts) Speculation (spreads & uncovered writing) **Client**

Excerpt 2

If assigned, the **client** must purchase the underlying stock at the strike price, which may be substantially higher than the then-current market price. 5

Excerpt 3

Advisor Name TALIA Smith CA # TDS **Client** Advisor Signature Date 10/24/13 ROP Approval Date 10/19/73 OPTION DEPT.