Epstein File EFTA01392981: Cash Payment and Client (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01392981: Cash Payment and Client (DS10)

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Similar to the previous document, this is a client account agreement with nearly identical language regarding cash account trading rules. It describes client responsibilities in trade execution, including potential price variations when orders are aggregated and the binding nature of verbal trade confirmations.

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🔑 Evidence Keywords

client cash payment

📋 Key Excerpts5

PersonKeyword

Excerpt 1

**Client** agrees that in a cesh account: (a) **Client** will not sell any Security befora it is paid for, (b) **Client** will own each security sold at the time of

Excerpt 2

Whan **Client** verbally places a trade with a **Client** Advisor, **Client** will be bound to the oral confirmation repeated back to **Client**, unless **Client** objects

Excerpt 3

**Client** recognizes that in so doing, **Client** may receive an average price for orders that may differ from the price(s) **Client** may have received had the orders