Epstein File EFTA01393072: Treat and Arrangement (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01393072: Treat and Arrangement (DS10)

General DocumentDate unavailableEFTA013930722 keyword hits

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This document discusses fiduciary duties and investment advisory services provided by DBSI (likely an investment firm). It explains that DBSI is required to treat clients' interests ahead of its own interests and distinguishes between DBSI's fiduciary obligations in investment advisory arrangements versus brokerage arrangements with clients. The document clarifies that different standards apply depending on the type of arrangement.

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🔑 Evidence Keywords

treat arrangement client

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PersonKeyword

Excerpt 1

investment advisory services, DBSI has a fiduciary duty to the client and thereby is required to put the client's interest ahead of DBSI's own interest, to **treat**

Excerpt 2

The fact that DBSI may do so, however, does not mean that DBSI's brokerage **arrangement** with a client is subject to the same obligations that apply to DBSI's

Excerpt 3

investment advisory **arrangement** with the same client.