Epstein File EFTA01393788: Arrangement (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01393788: Arrangement (DS10)

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This document discusses how compensation arrangements between investment advisers or placement agents and investors may create incentives to recommend certain investment interests. The excerpt appears to be from regulatory or compliance documentation addressing potential conflicts of interest in investment advisory relationships.

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arrangement

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Excerpt 1

Any such **arrangement** may incentivize a registered investment adviser or placement agent to recommend the interests to investors where they might not otherwise