Epstein File EFTA01394496: Holder (DS10)

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⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01394496: Holder (DS10)

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Legal document excerpt from an investment agreement addressing requirements for 20% holders of securities. The document establishes procedures for determining whether holders qualify as 'bad actors' under Securities Act Rule 506(d), requires information disclosure within ten business days, and restricts voting rights for holders deemed bad actors. No specific parties or dates are identified in the excerpt.

👤 Named in This Document

Eric Holder

🔑 Evidence Keywords

📋 Key Excerpts3

PersonKeyword

Excerpt 1

") as to whether any 20% **Holder** is a "bad actor" within the meaning of Rule 506(d) under the Securities Act (a "Bad Actor").

Excerpt 2

If (a) any 20% **Holder** fails to provide any requested information to the General Partner within ten (10) Business Days after the date of the request therefor

Excerpt 3

or (b) any 20% **Holder** indicates that it is a Bad Actor, then such 20% **Holder** agrees that (i) it shall not cast any vote in respect of any portion of its