Epstein File EFTA01399587: First Time, Professional and Classified (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01399587: First Time, Professional and Classified (DS10)

CorrespondenceDate unavailableEFTA013995871 keyword hits

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This document is a business communication regarding financial compliance matters, specifically discussing the classification of derivative transactions under MIFID II regulations. The sender expresses surprise that the recipient is hearing about a plan for the first time, despite prior requests from the sender and someone named Kim, and outlines remediation steps related to client population identification and professional classification requirements.

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🔑 Evidence Keywords

first time professional classified client

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PersonKeyword

Excerpt 1

I am very surprised to hear that this is the **first** **time** you are hearing abt this as Kim and I have been asking for the plan for a while now.

Excerpt 2

include but not limited to - 1- Identifying client population that has derivative transactions need to be classified as per MIFID II. 2- creating an opt up **professional**

Excerpt 3

Remediation should include but not limited to - 1- Identifying client population that has derivative transactions need to be **classified** as per MIFID II