Epstein File EFTA01406881: Client and Booking (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01406881: Client and Booking (DS10)

CorrespondenceDate unavailableEFTA014068811 keyword hits

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This document concerns internal banking compliance communications regarding a client account and booking procedures at a financial institution. The correspondence discusses Know Your Customer (KYC) violations related to a client not being properly adopted for the Frankfurt location, and references Southern Financial, LLC. The document indicates discussions about extending OTC rates and potentially moving client onboarding to London, with requests for missing documentation to be obtained from the client to resolve the KYC breach.

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🔑 Evidence Keywords

client booking

📋 Key Excerpts4

PersonKeyword

Excerpt 1

If easy extension to OTC Rates FFT we can provide docs, if not we move this to London where **client** is onboarded?

Excerpt 2

We have observed that the **client** is not adopted for Frankfurt location, which results in a KYC violation.

Excerpt 3

Upon your confirmation, we will review the **client** and would request the missing documents to be obtained from the **client**/business as per Frankfurt location