Epstein File EFTA01406948: Client and Booking (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01406948: Client and Booking (DS10)

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This is an internal business communication dated December 16, 2013, discussing client onboarding and compliance issues at various banking locations. The document references a KYC (Know Your Customer) violation at the Frankfurt location, discusses whether the client is adopted for Frankfurt, and mentions the need to obtain missing documents. Contributors include Pankaj Chopra, Martin Zeman, and Alka Gopala from Deutsche Bank's derivatives division.

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client booking Deutsche Bank

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Excerpt 1

If easy extension to OTC Rates FFT we can provide docs, if not we move this to London where **client** is onboarded?

Excerpt 2

EFTA01406952 We have observed that the **client** is not adopted for Frankfurt location, which results in a KYC violation.

Excerpt 3

Upon your confirmation, we will review the **client** and would request the missing documents to be obtained from the **client**/business as per Frankfurt location