Epstein File EFTA01448590: Document from Set 10 (DS10)

Epstein Index›Documents›EFTA01448590

💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01448590: Document from Set 10 (DS10)

CorrespondenceDate unavailableEFTA014485900 keyword hits

0

views

0

shares

0

reactions

0

persons

1

keywords

3

excerpts

This document is a cash account agreement from DBSI outlining client trading rules and obligations. It specifies that clients cannot sell securities before payment, establishes that clients own securities at the time of sale, binds clients to oral trade confirmations made by client advisors, and authorizes DBSI to aggregate client orders with other orders.

👤 Named in This Document

No named persons linked yet

🔑 Evidence Keywords

client

📋 Key Excerpts3

PersonKeyword

Excerpt 1

**Client** agrees that in a cash account: (a) **Client** will not sell any Security before it is paid for, (b) **Client** will own each security sold at the time of

Excerpt 2

When **Client** verbally places a trade with a **Client** Advisor, **Client** will be bound to the oral confirmation repeated back to **Client**, unless **Client** objects

Excerpt 3

**Client** authorizes DBSI to aggregate orders for **Client** Account(s) with other orders.