Epstein File EFTA01448616: Client and Construction (DS10)

Epstein Index›Documents›EFTA01448616

💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01448616: Client and Construction (DS10)

Court FilingDate unavailableEFTA014486161 keyword hits

0

views

0

shares

0

reactions

0

persons

3

keywords

4

excerpts

This document is a Deutsche Bank Securities Inc. client agreement containing terms regarding securities lending, voting rights, and order execution. It specifies that clients understand they will lose voting rights when securities are loaned out and that orders may be only partially completed. The agreement requires client election notifications to be sent by registered mail to Deutsche Bank Securities Inc. Compliance Department and includes dispute resolution language referencing account controversies.

👤 Named in This Document

No named persons linked yet

🔑 Evidence Keywords

client construction Deutsche Bank

📋 Key Excerpts4

PersonKeyword

Excerpt 1

**Client** understands that while securities held for its Account are loaned out, **Client** will lose voting rights attendant to such securities. 10.

Excerpt 2

**Client** understands that this practice may also result in its orders being only partially completed. 11.

Excerpt 3

**Client** agrees that **Client** shall make Client's election by registered mail to Deutsche Bank Securities Inc., Compliance Department - Attention: Director