Epstein File EFTA01448692: Cash Payment and Client (DS10)

Epstein Index›Documents›EFTA01448692

💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01448692: Cash Payment and Client (DS10)

Financial RecordDate unavailableEFTA014486921 keyword hits

0

views

0

shares

0

reactions

0

persons

3

keywords

5

excerpts

A Deutsche Bank Securities Inc. account agreement specifying trading rules for the client, including restrictions on security sales, trade confirmations, and order aggregation authorization.

👤 Named in This Document

No named persons linked yet

🔑 Evidence Keywords

client cash payment Deutsche Bank

📋 Key Excerpts5

PersonKeyword

Excerpt 1

**Client** agrees that in a cash account: (i) **Client** will not sell any Security before it is paid for; (ii) **Client** will own each security sold at the time

Excerpt 2

When **Client** verbally places a trade with a **Client** Advisor, **Client** will be bound to the oral confirmation repeated back to **Client**, unless **Client** objects

Excerpt 3

**Client** authorizes DBSI to aggregate orders for **Client** Account(s) with other orders.