Epstein File EFTA01448698: Client, Classified and Arrangement (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01448698: Client, Classified and Arrangement (DS10)

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This document is a Deutsche Bank Securities Inc. (DBSI) account agreement establishing terms between the client and DBSI regarding account management, securities delivery, and investment arrangements. The agreement defines key terms including 'Account Agreement,' 'Restricted Securities' (securities where the client is a director, executive officer, or 10% stockholder), and addresses tax-exempt entity considerations for investment arrangements.

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client classified arrangement Deutsche Bank

📋 Key Excerpts5

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Excerpt 1

Employees of DBSI shall have no obligation to recommend to **Client**, or inform **Client** of, strategies being pursued by DBSI or other Clients.

Excerpt 2

If Client's periodic Account Statement indicates that any Securities were forwarded to **Client** and **Client** has not received them, **Client** should notify DBSI

Excerpt 3

"Account Agreement" means the written agreement entered into between **Client**(s) and DBSI regarding **Client**(s)' Account(s).