Epstein File EFTA01449040: Client and Cash Payment (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01449040: Client and Cash Payment (DS10)

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This document is a client account agreement from DBSI outlining terms for cash accounts. It specifies that clients must not sell securities before payment, will own securities at time of sale, and must promptly deliver securities and make full cash payments for deposits. The agreement binds clients to oral confirmations made by Client Advisors and authorizes DBSI to aggregate client orders with other orders.

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🔑 Evidence Keywords

client cash payment

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PersonKeyword

Excerpt 1

**Client** agrees that in a cash account: (a) **Client** will not sell any Security before it is paid for, (b) **Client** will own each security sold at the time of

Excerpt 2

When **Client** verbally places a trade with a **Client** Advisor, **Client** will be bound to the oral confirmation repeated back to **Client**, unless **Client** objects

Excerpt 3

**Client** authorizes DBSI to aggregate orders for **Client** Account(s) with other orders.