Epstein Index›Documents›EFTA01449108
💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01449108: Client and Forced (DS10)

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A Deutsche Bank Securities Inc. (DBSI) margin account disclosure document explaining client obligations regarding margin calls and forced liquidation of securities. The document outlines DBSI's right to sell securities without notice if a client fails to meet margin requirements and a decline in security value occurs.

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Excerpt 1
Please call your **Client** Advisor with any questions or concerns regarding the use of margin.
Excerpt 2
However, even if DBSI has contacted a **Client** and provided a specific date by which the **Client** can meet a margin call, DBSI can still take necessary steps
Excerpt 3
to protect its financial interests, including immediately selling the securities without notice to the **Client**. 4.

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