Epstein Index›Documents›EFTA01450289
💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01450289: Client and Construction (DS10)

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This document is an account agreement or disclosure document from Deutsche Bank Securities Inc. (DBSI) and Pershing that outlines arbitration procedures and dispute resolution terms. The agreement specifies that clients may elect arbitration through FINRA or a national securities exchange, and addresses the construction of controversies arising from accounts with DBSI, including disputes prior to, on, or after the agreement date.

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Subject to the preceding disclosure, **Client** agrees to arbitrate any controversies or disputes that may arise with DBSI or Pershing, whether based on events
Excerpt 2
**Client** may elect in the first instance whether arbitration shall be by FINRA or a specific national securities exchange of which DBSI is a member, but
Excerpt 3
Neither DBSI, Pershing, nor **Client**(s) waive any right to seek equitable relief pending arbitration.

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