Epstein File EFTA01454008: Client and Asset (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01454008: Client and Asset (DS10)

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This document is internal Deutsche Bank correspondence dated February 3, 2014, between employees Tazia Smith (Director, Key Client Partners - US) and Jay Lipman (Analyst, Key Client Partners) regarding new capital markets flow and client documentation. The email discusses IPO forms, waiver letters, and other client-related documents requiring signatures, with references to Deutsche Asset & Wealth Management divisions.

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client asset Deutsche Bank

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Excerpt 1

sign/date pg. 3 -After Hours - Please sign the last page of the document -Email Waiver Letter - Please Sign the **Client** Section -IPO Form - Please check

Excerpt 2

0004 New York, NY, USA From: Tazia Smith/db/dbcom To: Jay Lipman/db/dbcom@DBAMERICAS, Date: 02/03/2014 10:01 PM Subject: Re: New Capital Markets Flow **Client**

Excerpt 3

(Embedded image moved to file: pic14736.gif) Tazia Smith Director I Key **Client** Partners - US Deutsche Bank Securities Inc Deutsche Asset & Wealth Management