Epstein Index›Documents›EFTA01454069
💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01454069: Client and Professional (DS10)

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This is a prospective client letter from the Asset & Wealth Management Key Client Partners (KCP) Desk - US outlining requirements for becoming a client. The letter requires the prospective client to sign and return a FINRA 2111 Institutional Suitability Certificate and any additional documentation required by the firm before client status is established.

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Name], This letter is provided to you as a prospective **client** of the Asset & Wealth Management (AWM) Key **Client** Partners (KCP) Desk - US.
Excerpt 2
In order to become a **client** of KCP, please sign and return the FINRA 2111 Institutional Suitability Certificate, which accompanies this letter.
Excerpt 3
In addition, we will separately provide you with any additional documentation that we may require in order for you to become a **client** of KCP.

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