Epstein File EFTA01454070: Beneficial Owner (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01454070: Beneficial Owner (DS10)

Financial RecordDate unavailableEFTA014540701 keyword hits

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This beneficial owner certification form (DS10) addresses institutional accounts and the delegation of decision-making authority to institutional account holders on behalf of beneficial owners. The document references FINRA regulations and establishes that institutional accounts may act for beneficial owners who have delegated authority to them.

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🔑 Evidence Keywords

beneficial owner

📋 Key Excerpts2

PersonKeyword

Excerpt 1

entered into by the "Institutional Account" named in this Certificate, whether for the account of such Institutional Account or for the account of any **beneficial**

Excerpt 2

**owner** that has delegated decision making authority to such Institutional Account. 1 Available at http://www.finra.org/Industry/Regulation/FINRARules/