Epstein File EFTA01459299: Document from Set 10 (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01459299: Document from Set 10 (DS10)

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This document contains standard client account agreement terms between a brokerage firm (DBSI) and a client regarding cash account trading rules. The agreement specifies that the client will not sell securities before payment, will own securities at the time of sale, and will be bound by oral trade confirmations with a client advisor unless objected to immediately. The firm is authorized to aggregate the client's orders with other orders.

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client

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PersonKeyword

Excerpt 1

**Client** agrees that in a cash account: (a) **Client** will not sell any Security before it is paid for, (b) **Client** will own each security sold at the time of

Excerpt 2

When **Client** verbally places 8 trade with a **Client** Advisor, **Client** will be bound to the oral confirmation repeated back to **Client**, unless **Client** objects

Excerpt 3

**Client** authorizes DBSI to aggregate orders for **Client** Account(s) with other orders.