Epstein File EFTA01459344: Client and Cash Payment (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01459344: Client and Cash Payment (DS10)

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This is a client account agreement document from DBSI governing cash account operations. The document establishes that clients cannot sell securities before payment, must own securities at time of sale, are bound by oral confirmations with client advisors, and must promptly deliver securities and make full cash payments to meet settlement dates and deposit requirements.

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🔑 Evidence Keywords

client cash payment

📋 Key Excerpts5

PersonKeyword

Excerpt 1

**Client** agrees that in a cash account: (a) **Client** will not sell any Security before it is paid for, (b) **Client** will own each security sold at the time of

Excerpt 2

When **Client** verbally places 8 trade with a **Client** Advisor, **Client** will be bound to the oral confirmation repeated back to **Client**, unless **Client** objects

Excerpt 3

**Client** authorizes DBSI to aggregate orders for **Client** Account(s) with other orders.