Epstein File EFTA01459369: Client and Arrangement (DS10)

Epstein Index›Documents›EFTA01459369

💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01459369: Client and Arrangement (DS10)

Financial RecordDate unavailableEFTA014593691 keyword hits

0

views

0

shares

0

reactions

0

persons

2

keywords

4

excerpts

This document is a standard account agreement or terms and conditions document between a client and DBSI (Dempsey Benton Securities Inc.) regarding client account(s). The document includes provisions regarding securities delivery, account statements, notification procedures for lost or undelivered securities, and tax considerations for tax-exempt entities. It defines key terms such as 'Account Agreement' and outlines client responsibilities.

👤 Named in This Document

No named persons linked yet

🔑 Evidence Keywords

client arrangement

📋 Key Excerpts4

PersonKeyword

Excerpt 1

delivered to **Client** whether actually received or not.

Excerpt 2

If Client's periodic Account Statement indicates that any Securities were forwarded to **Client** and **Client** has not received them, **Client** should notify DBSI

Excerpt 3

"Account Agreement" means the written agreement entered into between **Client**(s) and DBSI regarding **Client**(s)' Account(s).