Epstein File EFTA01460557: Asset, Professional and Targeted (DS10)

Epstein Index›Documents›EFTA01460557

💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01460557: Asset, Professional and Targeted (DS10)

Financial RecordDate unavailableEFTA014605571 keyword hits

0

views

0

shares

0

reactions

0

persons

5

keywords

6

excerpts

This document is a Deutsche Asset & Wealth Management internal framework document marked confidential under Federal Rule of Criminal Procedure 6(e), discussing client exemption lists, conflicts of interest policies, and suitability requirements for asset classes and investment deals. It references KCP (likely a fund or investment vehicle) and addresses professional expertise requirements for clients in specific asset categories.

👤 Named in This Document

No named persons linked yet

🔑 Evidence Keywords

asset professional targeted classified client

📋 Key Excerpts6

PersonKeyword

Excerpt 1

investors DB AG's conflicts of interest (in particular in respect of price); requiring clients to undertake they have necessary expertise in the particular **asset**

Excerpt 2

KCP Client Exemption List An exemption list per deal for certain named clients 3 Deemed to have knowledge, expertise and resources in the specific **asset**

Excerpt 3

Deutsche **Asset** & Wealth Management 5 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0121902 CONFIDENTIAL SDNY_GM_00268086 EFTA01460557