Epstein File EFTA01460569: Client, Asset and Professional (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01460569: Client, Asset and Professional (DS10)

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Internal bank document regarding Asset & Wealth Management (AWM) client transaction procedures and exemption lists. The document discusses client-to-client transactions, KCP client exemptions selected on a name-by-name basis, and appropriateness committee vetting for suitability and expertise in asset transactions. The document is marked confidential and references Deutsche Asset & Wealth Management.

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🔑 Evidence Keywords

client asset professional

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Excerpt 1

3 AWM Clients STRICTLY PRIVATE & CONFIDENTIAL, FOR INTERNAL DISTRIBUTION ONLY AWM **Client** Referred Deals '**Client**-to-**Client**' Transactions Background Typically

Excerpt 2

Only feasible approach should be via the KCP **Client** Exemption List: KCP **Client** Exemption Specific clients selected on a name-by-name basis, for their expertise

Excerpt 3

should be via the KCP Client Exemption List: KCP Client Exemption Specific clients selected on a name-by-name basis, for their expertise in the relevant **asset**