Epstein File EFTA01461014: Client and Booking (DS10)

Epstein Index›Documents›EFTA01461014

💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01461014: Client and Booking (DS10)

CorrespondenceDate unavailableEFTA014610141 keyword hits

0

views

0

shares

0

reactions

0

persons

3

keywords

4

excerpts

This document is internal bank correspondence regarding reputational risk assessment of a client relationship at Southern Financial LLC. The email from the reputational risk committee, addressed to Todd and referencing input from Jan Ford and Wayne Salit, discusses monitoring requirements and notes that accounts may be opened as a booking matter where activity has been previously approved in Asset & Wealth Management.

👤 Named in This Document

No named persons linked yet

🔑 Evidence Keywords

client booking asset

📋 Key Excerpts4

PersonKeyword

Excerpt 1

Southern Financial LLC - Rep Risk Approval [C] Todd - please see below from Jan Ford/Wayne Salit on the reputational risk committee's assessment of this **client**

Excerpt 2

This e-mail is confidential and must not be shared with any third party (including the **client**) or anyone internally - other than your direct management

Excerpt 3

In addition, the business will need to monitor for any further developments in connection with the reputational risk of this **client** relationship and to