Epstein File EFTA01468646: Client, Asset and Professional (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01468646: Client, Asset and Professional (DS10)

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This is a December 4, 2013 letter from Deutsche Bank Securities Inc. to a prospective client regarding enrollment in the Asset & Wealth Management (AWM) Key Client Partners program. The letter outlines onboarding requirements, including execution of a FINRA 2111 Institutional Suitability Certificate and submission of additional documentation. Tazia Smith, Director of Deutsche Asset Management, is identified as the sender.

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client asset professional Deutsche Bank submission

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Excerpt 1

December 4, 2013 Dear [**Client** Name], This letter is provided to you as a prospective **client** of the Asset & Wealth Management (AWM) Key **Client** Partners

Excerpt 2

In order to become a **client** of KCP, please sign and return the FINRA 2111 Institutional Suitability Certificate, which accompanies this letter.

Excerpt 3

In addition, we will separately provide you with any additional documentation that we may require in order for you to become a **client** of KCP.