Epstein File EFTA01504115: Document from Set 10 (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01504115: Document from Set 10 (DS10)

Financial RecordDate unavailableEFTA015041150 keyword hits

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A J.P. Morgan account summary document dated June 30, 2011, showing J.P. Morgan Securities LLC (JPMS LLC) and J.P. Morgan Clearing Corp (JPMCC) net capital information. The document indicates JPMS LLC's net capital of $11.3 billion exceeded minimum regulatory requirements. Team members listed include banker Paul Morris, investment specialist Paul Barrett, and client service representatives Janet Young and Gina Swetra.

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client

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PersonKeyword

Excerpt 1

Morgan Team Table of Contents Page **Client** News J.P. Morgan Securities LLC's (JPMS LLC) and Paul Morris Banker Account Summary 2 J.P.

Excerpt 2

s (JPMCC) Net Capital Paul Barrett Investment Specialist Holdings and Net Capital Requirements Janet Young **Client** Service Team Cash & Fixed Income 4 At

Excerpt 3

June 30, 2011, JPMS LLC's net capital of $11.3 billion Gina Swetra **Client** Service Team Portfolio Activity 6 exceeded the minimum regulatory net capital