Epstein File EFTA01509831: Financial Trust Company and Asset (DS10)

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Epstein File EFTA01509831: Financial Trust Company and Asset (DS10)

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This document is a J.P. Morgan Securities Inc. (JPMSI) account statement for Financial Trust Company, Inc. dated June 30, 2010, containing net capital and investment account information. The statement shows net capital requirements of $22,601,166.97 and notes that JPMSI's net capital exceeded $7.5 billion in regulatory requirements. The asset account statement reflects brokerage transactions executed through J.P. Morgan Securities Inc. and spans 16 pages.

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Financial Trust Company asset

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Excerpt 1

(JPMSI) Net Capital and Investment Account(s) Net Capital Requirements: **FINANCIAL** **TRUST** **COMPANY** INC Q30171005 22,601,166.97 19,801,749.50 (2,799,417.47

Excerpt 2

) 4 At June 30, 2010, JPMSI's net capital of $7.5 billion **FINANCIAL** **TRUST** **COMPANY** INC 16112138² 0.00 0.00 0.00 16 exceeded the minimum regulatory net capital

Excerpt 3

The **Asset** Account Statement reflects brokerage The J.P. Morgan Securities Inc. June 30, 2010 transactions executed through J.P.