Epstein File EFTA01512951: Client and Asset (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01512951: Client and Asset (DS10)

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This document is a JPMorgan Securities LLC consolidated investment account summary for the period January 1-31, 2011, detailing brokerage and margin accounts where all investment decisions are made by the client. The document outlines asset allocation information and notes that JPMorgan Securities does not provide discretionary investment management services or asset allocation advice for these accounts.

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client asset

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PersonKeyword

Excerpt 1

Brokerage and margin accounts are non-discretionary and all investment decisions are made by the **client**. J.P.

Excerpt 2

Securities LLC ("JPMS") does not provide advice on asset allocation or investment management services, nor do its personnel take discretion over any **client**

Excerpt 3

P.Morgan For the Period 1/1/11 to 1/31/11 Consolidated Summary INVESTMENT ACCOUNTS Beginning Ending Change Estimated Current **Asset** Allocation **Asset** Allocation