Epstein File EFTA01582818: Sean Buckley, Buckley and Client (DS10)

Epstein Index›Documents›EFTA01582818

💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01582818: Sean Buckley, Buckley and Client (DS10)

Financial RecordDate unavailableEFTA015828182 keyword hits

0

views

0

shares

0

reactions

2

persons

1

keywords

5

excerpts

Audit trail document dated June 24, 2014, showing James Buckley as the Onboarding Owner who initiated a ticket, with subsequent banker attestation and market manager approval by Mary Casey on August 19, 2014. The document relates to KYC (Know Your Customer) procedures.

👤 Named in This Document

Sean Buckley Buckley

🔑 Evidence Keywords

client

📋 Key Excerpts5

PersonKeyword

Excerpt 1

(No Comments Available) Audit Trail Date / Time Stage Owner Name Team Detail 06/24/2014 10:00 Compose JAMES **BUCKLEY** Onboarding Owner Initiated Ticket 08

Excerpt 2

/12/2014 17:05 Banker Attestation JAMES **BUCKLEY** ( KYC PB ATTESTORS Approved Client 08/19/2014 20:27 Market Manager MARY CASEY ) KYC PB MARKET DIRECTOR

Excerpt 3

06/24/2014 10:00 Compose JAMES BUCKLEY Onboarding Owner Initiated Ticket 08/12/2014 17:05 Banker Attestation JAMES BUCKLEY ( KYC PB ATTESTORS Approved **Client**