Epstein File EFTA01584159: Beneficial Owner and Trust Fund (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01584159: Beneficial Owner and Trust Fund (DS10)

General DocumentDate unavailableEFTA015841591 keyword hits

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This document contains investment fund compliance language regarding beneficial owners of Section 3(c)(7) securities and Qualified Purchaser status. The excerpt addresses formation dates prior to April 30, 1996, investment company exemptions, and trust fund structures where investment decisions are made by plan beneficiaries.

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🔑 Evidence Keywords

beneficial owner trust fund

📋 Key Excerpts4

PersonKeyword

Excerpt 1

is not an entity that was formed for the specific purpose of investing in Section 3(c)(7) securities (or if it was formed for such purpose. then each **beneficial**

Excerpt 2

**owner** of its securities is a Qualified Purchaser): (iii) if the undersigned was formed prior to April 30, 1996 and is an investment company excepted from

Excerpt 3

the whole or part of an unsold allotment to or subscription as a participant in a public offering): or "plan" described in (f) or (g) of AnnexA or a "**trust**