Epstein File EFTA01585001: Document from Set 10 (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01585001: Document from Set 10 (DS10)

Financial RecordDate unavailableEFTA015850010 keyword hits

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Options trading account documentation form requesting related account numbers and accounts trading in concert, with information regarding Options Clearing Corporation (OCC) booklet publication and risk disclosure dates (January 16, 2002). The form identifies the account holder as an accredited individual investor and includes authorization and power of attorney documentation fields.

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🔑 Evidence Keywords

client

📋 Key Excerpts3

PersonKeyword

Excerpt 1

instructions: PLEASE LIST RELATED ACCOUNT NUMBERS: PLEASE LIST ALL ACCOUNTS TRADING IN CONCERT WITH THIS ACCOUNT (EXCHANGE TRADED OPTIONS ONLY): INFORMATION TO **CLIENT**

Excerpt 2

: Publication Date of OCC Bookiet Date OCC Booklet Sent to **Client** Date Risk Disclosures Sent to **Client** 02/1994 01/16/02 01/16/02 Documentation for trading

Excerpt 3

authorization/ Power of Attorney RR Registered in **Client** State **Client** Type Code Yes X No Yes No IFNT a Accredited Individual Investor X Accredited Institutional