Epstein File EFTA02462281: Arrangement and Beneficial Owner (DS11)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA02462281: Arrangement and Beneficial Owner (DS11)

Financial RecordDate unavailableEFTA024622811 keyword hits

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This document outlines financial institution requirements for identifying beneficial owners of legal entity customers. It details the process by which financial institutions must identify and verify the identity of beneficial owners, using risk-based customer identification procedures. The document provides general guidance on what constitutes a 'beneficial owner' in financial compliance contexts.

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🔑 Evidence Keywords

beneficial owner arrangement

📋 Key Excerpts8

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Excerpt 1

Subject to certain exemptions, the covered financial institution must identify the beneficial owner(s) of each legal entity customer at the time a new

Excerpt 2

In addition, the financial institution generally must verify the identity of each beneficial owner by using, at a minimum, the risk-based CIP procedures

Excerpt 3

on verifying the identity of customers. 1 EFTA_R1_01568702 EFTA02462281 What is a "beneficial owner"?