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⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA02481473: Andrew, Rice and Southern Trust (DS11)

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This document is an email dated November 9, 2015, from Richard Kahn at HBRK Associates Inc. (575 Lexington Avenue, New York, NY) to Richard Kahn regarding a yield-to-call investment opportunity for Southern Trust Company. The email references Andrew Atlas and includes market-sensitive pricing information.

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Excerpt 1
Pfd Date: =/b>November 9, 2015 at 4:03:19 PM =ST To: =/b>"Richard Kahn (r Rich, Here's an attractive Yield to Call opportunity that I =anted to show **Southern**
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**Trust** Company.
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&nb=p; = &=bsp; &nb=p; = Please **treat** all price levels as subject to market =vailability.

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