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⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA02704497: Andrew, Rice and Privilege (DS11)

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This document contains financial information and email correspondence involving Andrew Atlas and references to Richard Kahn of HBRK Associates in New York. The document discusses securities offerings, including a NYSE-listed security with a January 29, 2016 settlement date and pricing information. Standard privilege disclaimers are included regarding erroneous transmission.

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Excerpt 1
Erroneous transmission is not intended to =aive confidentiality or **privilege**.
Excerpt 2
2,084,271 2,055,764 764 Richard Kahn HBRK Associates Inc. 575 Lexington =venue 4th Floor New York, NY 10022 Begin forwarded message: From: =/b>"Atlas, **Andrew**
Excerpt 3
sp; Yes* Listing: &=bsp; NYSE =xpected under the symbol "BAC PrC" Settle: &n=sp; January =9, 2016 Timing: &n=sp; Today's =usiness &nb=p; = Speak soon, **Andrew**

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